Related newspaper, magazine, and journal articles

SEC, U.S. Attorney's Office Charge NYSE Specialists.(New York Stock Exchange )(Brief Article)
Money Management Executive; April 18, 2005; 414 words
...desist proceedings against 20 former New York Stock Exchange specialists on charges...position they had as specialists on the New York Stock Exchange," said Stephen M. Cutler...attorney for the Southern District of New York. The joint investigation is ongoing...
Taking the NYSE Specialists to Court.(New York Stock Exchange )(Brief Article)
Traders; January 1, 2004; 461 words
...of individual investors, is suing five specialist firms that traded for individuals on the American Stock Exchange and the New York Stock Exchange between October 1998 and October 2003. The firms named in the litigation, which include LaBranche & Co. and...
NYSE Specialists Will Review Fees Structure.(New York Stock Exchange)(Brief Article)
Traders; November 1, 2004; 378 words
New York Stock Exchange customers could soon have a powerful financial incentive to send more limit orders to the floor. Big Board specialists...
NYSE specialists in market really have four jobs in one.(Bulls & Bears)(New York Stock Exchange)(Column)
Indianapolis Business Journal; November 24, 2003; 700+ words
In our look at the differences between the New York Stock Exchange and the NASDAQ, the specialist's role remains the major demarcation. Firms hire specialists who are in charge...
NYSE, SEC Reach Settlement in Specialists Fraud Case.(New York Stock Exchange)(Securities and Exchange Commission)
Securities Industry News; April 18, 2005; 700+ words
The New York Stock Exchange has agreed...last week against former NYSE specialists for alleged securities fraud...the Southern District of New York indicted 15 current and former NYSE specialists for alleged violations of...
NYSE Specialists' Profitability Was Highest Ever Last Year
The Washington Post; June 2, 1988; 700+ words
Floor traders at the New York Stock Exchange enjoyed their most...profitability that appeared in Wednesday's New York Times. The Times story cited confidential...According to the statements, NYSE specialists earned about $370 million in pretax...
Prosecutor Says 2 NYSE Specialists Cheated
AP Online; June 15, 2006; 700+ words
...YORKTwo specialists who supervised trades on the floor of the New York Stock Exchange each made more than $1 million illegally...judges. Bongiorno and McGagh, who are no longer registered NYSE specialists, were members of the management committee at Van der Moolen...
NYSE Specialists Face Criminal Indictment
AP Online; April 12, 2005; 700+ words
...NEW YORKTraders work on the floor of the New York Stock Exchange Friday, March 4, 2005...who managed trades on the floor of the New York Stock Exchange were indicted Tuesday...who managed trades on the floor of the New York Stock Exchange used their inside positions...

Search HighBeam Business for more related articles